Thorsten Wobig

Lawyer
Certified Specialist in Banking Law and the Law of Capital Markets


Admitted to the bar in 2002
Languages: German, English

Vita
  • Studied Law at the University of Frankfurt am Main

Areas of legal expertise
  • Banking law and the law of capital markets,
  • Financial supervision law (KWG (Banking Act), WpHG (Securities Trading Act), KAGB (Capital Investment Act))
  • Law governing loans, financing
  • Capital investments and financial instruments
  • Procedure for obtaining a license to conduct banking under KWG (Banking Act)/ZAG (Supervision of Payment Services Act); assumption of liability
  • Stock exchange listings (IPO), follow-up obligations
  • Litigation, particularly defense against claims for damages

Memberships
  • IHK Frankfurt am Main, Prüfungsausschuss Sachkundeprüfung für Finanzanlagenvermittler gem. § 34f GewO (Chamber of Industry and Commerce Frankfurt am Main, statutory examination board for investment brokers purs. to Sec. 34 f Industrial Code)

Lectures
  • Referent bei einem deutschen Kreditinstitut: Abgrenzung von Anlageberatung und Anlagevermittlung (Munich 2012)
  • Wohlverhaltensregeln für Finanzdienstleistungsinstitute mit den neuen Protokollierungspflicht (ganztägiges Seminar, Offenbach 2009)